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Form 8.5 (EPT/RI) - Anglo American plc

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By LSE RNS

RNS Number : 7089O
Morgan Stanley & Co. Int'l plc
16 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

15 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-BHP Group Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

PURCHASES

1,179,065

26.4800 GBP

25.9100 GBP

USD 0.54945 ordinary

SALES

760,601

26.4800 GBP

25.9200 GBP

USD 0.54945 ordinary

SALES

2,838

30.7058 EUR

30.3096 EUR

USD 0.54945 ordinary

PURCHASES

818

30.7604 EUR

30.6181 EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

increasing a long position

140

25.9217 GBP

USD 0.54945 ordinary

CFD

increasing a long position

158

26.0592 GBP

USD 0.54945 ordinary

CFD

increasing a long position

718

26.1245 GBP

USD 0.54945 ordinary

CFD

increasing a long position

30

26.1787 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,915

26.1900 GBP

USD 0.54945 ordinary

CFD

increasing a long position

4,512

26.1988 GBP

USD 0.54945 ordinary

CFD

increasing a long position

57

26.1996 GBP

USD 0.54945 ordinary

CFD

increasing a long position

3,798

26.2373 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2,933

26.2377 GBP

USD 0.54945 ordinary

CFD

increasing a long position

732

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a long position

4,156

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a long position

19,876

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a long position

300

26.2514 GBP

USD 0.54945 ordinary

CFD

increasing a long position

12,554

26.2620 GBP

USD 0.54945 ordinary

CFD

increasing a long position

171

26.2800 GBP

USD 0.54945 ordinary

CFD

increasing a long position

18,267

26.2895 GBP

USD 0.54945 ordinary

CFD

increasing a long position

105

26.4442 GBP

USD 0.54945 ordinary

CFD

increasing a long position

25,692

607.9015 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

53,904

608.6393 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

13,204

26.0766 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,808

26.0996 GBP

USD 0.54945 ordinary

CFD

increasing a short position

476

26.1150 GBP

USD 0.54945 ordinary

CFD

increasing a short position

29

26.1150 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,110

26.1726 GBP

USD 0.54945 ordinary

CFD

increasing a short position

27,630

26.1849 GBP

USD 0.54945 ordinary

CFD

increasing a short position

60,000

26.1917 GBP

USD 0.54945 ordinary

CFD

increasing a short position

34,132

26.1937 GBP

USD 0.54945 ordinary

CFD

increasing a short position

47,336

26.1960 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,469

26.1991 GBP

USD 0.54945 ordinary

CFD

increasing a short position

152

26.1991 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,805

26.2096 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,404

26.2139 GBP

USD 0.54945 ordinary

CFD

increasing a short position

6,114

26.2196 GBP

USD 0.54945 ordinary

CFD

increasing a short position

19,876

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a short position

9,311

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a short position

22

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,454

26.2500 GBP

USD 0.54945 ordinary

CFD

increasing a short position

220

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

70

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

93

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

7,127

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

350

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,780

26.2664 GBP

USD 0.54945 ordinary

CFD

increasing a short position

19,931

26.3105 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,500

26.3200 GBP

USD 0.54945 ordinary

CFD

increasing a short position

22

26.3300 GBP

USD 0.54945 ordinary

CFD

increasing a short position

759

26.3532 GBP

USD 0.54945 ordinary

CFD

increasing a short position

55,000

26.4075 GBP

USD 0.54945 ordinary

CFD

increasing a short position

191

26.4087 GBP

USD 0.54945 ordinary

CFD

increasing a short position

34,960

26.4310 GBP

USD 0.54945 ordinary

CFD

increasing a short position

49

30.5800 EUR

USD 0.54945 ordinary

CFD

increasing a short position

219

30.6266 EUR

USD 0.54945 ordinary

CFD

increasing a short position

527

30.6769 EUR

USD 0.54945 ordinary

CFD

increasing a short position

23

30.7605 EUR

USD 0.54945 ordinary

CFD

increasing a short position

2,347

606.4273 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

30,523

607.7220 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

2,213

608.5548 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

1,414

609.2575 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

19,620

610.2864 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

28,300

26.1491 GBP

USD 0.54945 ordinary

CFD

reducing a long position

152

26.1721 GBP

USD 0.54945 ordinary

CFD

reducing a long position

95

26.1941 GBP

USD 0.54945 ordinary

CFD

reducing a long position

3,281

26.1944 GBP

USD 0.54945 ordinary

CFD

reducing a long position

374

26.1944 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,456

26.1960 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,033

26.2081 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,986

26.2081 GBP

USD 0.54945 ordinary

CFD

reducing a long position

449

26.2157 GBP

USD 0.54945 ordinary

CFD

reducing a long position

33,673

26.2157 GBP

USD 0.54945 ordinary

CFD

reducing a long position

304

26.2157 GBP

USD 0.54945 ordinary

CFD

reducing a long position

110

26.2158 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,208

26.2247 GBP

USD 0.54945 ordinary

CFD

reducing a long position

5,446

26.2252 GBP

USD 0.54945 ordinary

CFD

reducing a long position

42,069

26.2257 GBP

USD 0.54945 ordinary

CFD

reducing a long position

94

26.2341 GBP

USD 0.54945 ordinary

CFD

reducing a long position

14,056

26.2397 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,092

26.2419 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,110

26.2482 GBP

USD 0.54945 ordinary

CFD

reducing a long position

8,258

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a long position

104,506

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a long position

293

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a long position

18,267

26.2550 GBP

USD 0.54945 ordinary

CFD

reducing a long position

12,554

26.2864 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,652

26.3000 GBP

USD 0.54945 ordinary

CFD

reducing a long position

198

26.3300 GBP

USD 0.54945 ordinary

CFD

reducing a long position

924

26.4087 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,281

606.6569 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

53,896

608.2533 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

148

26.1673 GBP

USD 0.54945 ordinary

CFD

reducing a short position

314

26.1853 GBP

USD 0.54945 ordinary

CFD

reducing a short position

86

26.2176 GBP

USD 0.54945 ordinary

CFD

reducing a short position

228

26.2358 GBP

USD 0.54945 ordinary

CFD

reducing a short position

44,144

26.2415 GBP

USD 0.54945 ordinary

CFD

reducing a short position

45,594

26.2481 GBP

USD 0.54945 ordinary

CFD

reducing a short position

71

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a short position

102

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a short position

2,511

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a short position

135

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a short position

115

26.2500 GBP

USD 0.54945 ordinary

CFD

reducing a short position

22

26.2514 GBP

USD 0.54945 ordinary

CFD

reducing a short position

678

26.2551 GBP

USD 0.54945 ordinary

CFD

reducing a short position

19,300

26.4396 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,550

26.4397 GBP

USD 0.54945 ordinary

CFD

reducing a short position

960

26.4800 GBP

USD 0.54945 ordinary

CFD

reducing a short position

22

26.4800 GBP

USD 0.54945 ordinary

CFD

reducing a short position

23

30.3095 EUR

USD 0.54945 ordinary

CFD

reducing a short position

2

30.3100 EUR

USD 0.54945 ordinary

CFD

reducing a short position

2,813

30.7061 EUR

USD 0.54945 ordinary

CFD

reducing a short position

4,281

606.6550 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

2,480

608.0891 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

14,703

608.1831 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

34,684

608.2724 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

2,029

608.6364 ZAR

USD 0.54945 ordinary

Constant Leverage Certificate (X5)

SHORT

170

20.6000 EUR

USD 0.54945 ordinary

Constant Leverage Certificate (X6)

SHORT

31

6.6200 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.54945 ordinary

CALL

WRITING

39,099

2560.8690

European

15/05/2024

0.6413 GBP

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

16 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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