By LSE RNS
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: |
Anglo American plc |
(d) Date dealing undertaken: |
15 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
USD 0.54945 ordinary |
PURCHASES |
1,179,065 |
26.4800 GBP |
25.9100 GBP |
USD 0.54945 ordinary |
SALES |
760,601 |
26.4800 GBP |
25.9200 GBP |
USD 0.54945 ordinary |
SALES |
2,838 |
30.7058 EUR |
30.3096 EUR |
USD 0.54945 ordinary |
PURCHASES |
818 |
30.7604 EUR |
30.6181 EUR |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
USD 0.54945 ordinary |
CFD |
increasing a long position |
140 |
25.9217 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
158 |
26.0592 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
718 |
26.1245 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
30 |
26.1787 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
2,915 |
26.1900 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
4,512 |
26.1988 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
57 |
26.1996 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
3,798 |
26.2373 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
2,933 |
26.2377 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
732 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
4,156 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
19,876 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
300 |
26.2514 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
12,554 |
26.2620 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
171 |
26.2800 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
18,267 |
26.2895 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
105 |
26.4442 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
25,692 |
607.9015 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a long position |
53,904 |
608.6393 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
13,204 |
26.0766 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,808 |
26.0996 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
476 |
26.1150 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
29 |
26.1150 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,110 |
26.1726 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
27,630 |
26.1849 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
60,000 |
26.1917 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
34,132 |
26.1937 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
47,336 |
26.1960 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,469 |
26.1991 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
152 |
26.1991 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,805 |
26.2096 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,404 |
26.2139 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
6,114 |
26.2196 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
19,876 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
9,311 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
22 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,454 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
220 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
70 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
93 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
7,127 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
350 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,780 |
26.2664 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
19,931 |
26.3105 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,500 |
26.3200 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
22 |
26.3300 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
759 |
26.3532 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
55,000 |
26.4075 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
191 |
26.4087 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
34,960 |
26.4310 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
49 |
30.5800 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
219 |
30.6266 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
527 |
30.6769 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
23 |
30.7605 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,347 |
606.4273 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
30,523 |
607.7220 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,213 |
608.5548 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,414 |
609.2575 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
19,620 |
610.2864 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a long position |
28,300 |
26.1491 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
152 |
26.1721 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
95 |
26.1941 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
3,281 |
26.1944 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
374 |
26.1944 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
2,456 |
26.1960 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
6,033 |
26.2081 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,986 |
26.2081 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
449 |
26.2157 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
33,673 |
26.2157 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
304 |
26.2157 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
110 |
26.2158 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,208 |
26.2247 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
5,446 |
26.2252 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
42,069 |
26.2257 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
94 |
26.2341 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
14,056 |
26.2397 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,092 |
26.2419 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
6,110 |
26.2482 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
8,258 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
104,506 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
293 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
18,267 |
26.2550 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
12,554 |
26.2864 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
1,652 |
26.3000 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
198 |
26.3300 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
924 |
26.4087 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,281 |
606.6569 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a long position |
53,896 |
608.2533 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
148 |
26.1673 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
314 |
26.1853 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
86 |
26.2176 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
228 |
26.2358 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
44,144 |
26.2415 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
45,594 |
26.2481 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
71 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
102 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,511 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
135 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
115 |
26.2500 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
22 |
26.2514 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
678 |
26.2551 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
19,300 |
26.4396 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
1,550 |
26.4397 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
960 |
26.4800 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
22 |
26.4800 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
23 |
30.3095 EUR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2 |
30.3100 EUR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,813 |
30.7061 EUR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
4,281 |
606.6550 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,480 |
608.0891 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
14,703 |
608.1831 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
34,684 |
608.2724 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,029 |
608.6364 ZAR |
USD 0.54945 ordinary |
Constant Leverage Certificate (X5) |
SHORT |
170 |
20.6000 EUR |
USD 0.54945 ordinary |
Constant Leverage Certificate (X6) |
SHORT |
31 |
6.6200 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
USD 0.54945 ordinary |
CALL |
WRITING |
39,099 |
2560.8690 |
European |
15/05/2024 |
0.6413 GBP |
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: |
16 May 2024 |
Contact name: |
Craig Horsley |
Telephone number: |
+44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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