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Form 8.5 (EPT/RI)

Related Companies

By LSE RNS

RNS Number : 5945N
Citigroup Global Markets Limited
08 May 2024
 

 


FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

BHP Group Limited

(d) Date dealing undertaken:

07 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 If it is a cash offer or possible cash offer, state "N/A"

Anglo American plc

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Sale

350

USD 34.0000

USD 34.0000

USD 0.54945 ordinary

Sale

350,444

GBP 27.5000

GBP 26.5900

USD 0.54945 ordinary

Purchase

601,479

GBP 27.4950

GBP 26.6100

USD 0.54945 ordinary

Purchase

350

USD 34.0000

USD 34.0000

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

 e.g. CFD

Nature of dealing

 e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

TRS

Increasing Short Position

164

GBP 26.7200

USD 0.54945 ordinary

TRS

Increasing Short Position

58

GBP 26.7250

USD 0.54945 ordinary

TRS

Increasing Short Position

79

GBP 26.7300

USD 0.54945 ordinary

TRS

Increasing Short Position

261

GBP 26.7400

USD 0.54945 ordinary

TRS

Increasing Short Position

13

GBP 26.7475

USD 0.54945 ordinary

TRS

Reducing Long Position

8,244

GBP 26.7877

USD 0.54945 ordinary

TRS

Reducing Long Position

2,375

GBP 26.8034

USD 0.54945 ordinary

TRS

Reducing Long Position

149,832

GBP 26.8229

USD 0.54945 ordinary

TRS

Reducing Long Position

793

GBP 26.8309

USD 0.54945 ordinary

TRS

Reducing Long Position

583

GBP 26.8805

USD 0.54945 ordinary

TRS

Reducing Long Position

349

GBP 26.8904

USD 0.54945 ordinary

TRS

Reducing Long Position

29,000

GBP 26.9063

USD 0.54945 ordinary

TRS

Reducing Long Position

4,445

GBP 27.0071

USD 0.54945 ordinary

TRS

Reducing Long Position

30,362

GBP 27.0996

USD 0.54945 ordinary

TRS

Reducing Long Position

1,253

GBP 27.1257

USD 0.54945 ordinary

TRS

Increasing Long Position

102

GBP 26.7830

USD 0.54945 ordinary

TRS

Increasing Long Position

3,634

GBP 26.7973

USD 0.54945 ordinary

TRS

Increasing Long Position

14,053

GBP 26.7996

USD 0.54945 ordinary

TRS

Increasing Long Position

124

GBP 26.8905

USD 0.54945 ordinary

TRS

Increasing Long Position

7,344

GBP 27.1129

USD 0.54945 ordinary

TRS

Increasing Short Position

7,973

GBP 26.8008

USD 0.54945 ordinary

TRS

Increasing Short Position

674

GBP 26.8723

USD 0.54945 ordinary

TRS

Increasing Short Position

1,295

GBP 26.8826

USD 0.54945 ordinary

TRS

Increasing Short Position

240

GBP 26.8955

USD 0.54945 ordinary

TRS

Increasing Short Position

120

GBP 26.9005

USD 0.54945 ordinary

TRS

Increasing Short Position

449

GBP 26.8000

USD 0.54945 ordinary

TRS

Increasing Short Position

3,020

GBP 26.7812

USD 0.54945 ordinary

TRS

Increasing Short Position

3,334

GBP 26.8285

USD 0.54945 ordinary

TRS

Increasing Short Position

4,966

GBP 26.8457

USD 0.54945 ordinary

TRS

Increasing Short Position

6,532

GBP 26.8869

USD 0.54945 ordinary

TRS

Increasing Short Position

17

GBP 26.7150

USD 0.54945 ordinary

TRS

Increasing Short Position

141

GBP 26.7250

USD 0.54945 ordinary

TRS

Increasing Short Position

143

GBP 26.7150

USD 0.54945 ordinary

TRS

Increasing Short Position

91

GBP 26.7200

USD 0.54945 ordinary

TRS

Increasing Short Position

40

GBP 26.7250

USD 0.54945 ordinary

TRS

Increasing Short Position

116

GBP 26.7275

USD 0.54945 ordinary

TRS

Increasing Short Position

59

GBP 26.8000

USD 0.54945 ordinary

TRS

Increasing Short Position

40

GBP 26.8000

USD 0.54945 ordinary

TRS

Increasing Short Position

10

GBP 27.1650

USD 0.54945 ordinary

TRS

Increasing Short Position

60

GBP 27.1700

USD 0.54945 ordinary

TRS

Increasing Short Position

436

GBP 26.8000

USD 0.54945 ordinary

TRS

Reducing Long Position

100

GBP 27.0568

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description

 e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

 e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii) Exercise

 

Class of relevant security

Product description

 e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

 e.g. subscription, conversion

Details

Price per unit (if applicable)





 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:                            

08 May 2024

Contact name:

Christopher Alexander Pollock

Telephone number:

02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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