By LSE RNS
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: |
Citadel Group |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
N/A |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
AMERICAN AXLE MANUFACTURING HOLDINGS INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
N/A |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
6 February 2025 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
YES DOWLAIS GROUP PLC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common Stock |
ISIN US0240611030 USD 0.01 common |
|||
|
Interests |
Short positions |
||
|
Number |
% |
Number |
% |
(1) Relevant securities owned and/or controlled: |
1,045,969 |
0.88 |
1,113,191 |
0.94 |
(2) Cash-settled derivatives:
|
0 |
0.00 |
0 |
0.00 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
404,300 |
0.34 |
541,900 |
0.46 |
TOTAL: |
1,450,269 |
1.23 |
1,655,091 |
1.40 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
N/A |
Details, including nature of the rights concerned and relevant percentages: |
N/A |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchase/sale
|
Number of securities |
Price per unit |
Common |
Buy Transaction |
2,000 |
5.0848 USD |
Common |
Buy Transaction |
998 |
5.0850 USD |
Common |
Buy Transaction |
900 |
5.0889 USD |
Common |
Buy Transaction |
818 |
5.0900 USD |
Common |
Buy Transaction |
400 |
5.0925 USD |
Common |
Buy Transaction |
228 |
5.0949 USD |
Common |
Buy Transaction |
1 |
5.0954 USD |
Common |
Buy Transaction |
574 |
5.0970 USD |
Common |
Buy Transaction |
5 |
5.0980 USD |
Common |
Buy Transaction |
133 |
5.0983 USD |
Common |
Buy Transaction |
3,012 |
5.1000 USD |
Common |
Buy Transaction |
1,000 |
5.1005 USD |
Common |
Buy Transaction |
1,798 |
5.1011 USD |
Common |
Buy Transaction |
555 |
5.1013 USD |
Common |
Buy Transaction |
12 |
5.1017 USD |
Common |
Buy Transaction |
1,665 |
5.1021 USD |
Common |
Buy Transaction |
15 |
5.1027 USD |
Common |
Buy Transaction |
1,503 |
5.1033 USD |
Common |
Buy Transaction |
265 |
5.1045 USD |
Common |
Buy Transaction |
2 |
5.1046 USD |
Common |
Buy Transaction |
427 |
5.1047 USD |
Common |
Buy Transaction |
100 |
5.1050 USD |
Common |
Buy Transaction |
35 |
5.1060 USD |
Common |
Buy Transaction |
320 |
5.1063 USD |
Common |
Buy Transaction |
579 |
5.1065 USD |
Common |
Buy Transaction |
340 |
5.1065 USD |
Common |
Buy Transaction |
300 |
5.1067 USD |
Common |
Buy Transaction |
1,252 |
5.1068 USD |
Common |
Buy Transaction |
752 |
5.1069 USD |
Common |
Buy Transaction |
74 |
5.1073 USD |
Common |
Buy Transaction |
65 |
5.1075 USD |
Common |
Buy Transaction |
234 |
5.1081 USD |
Common |
Buy Transaction |
3,293 |
5.1100 USD |
Common |
Buy Transaction |
239 |
5.1108 USD |
Common |
Buy Transaction |
13,301 |
5.1120 USD |
Common |
Buy Transaction |
400 |
5.1125 USD |
Common |
Buy Transaction |
322 |
5.1125 USD |
Common |
Buy Transaction |
1,169 |
5.1131 USD |
Common |
Buy Transaction |
14 |
5.1131 USD |
Common |
Buy Transaction |
75 |
5.1133 USD |
Common |
Buy Transaction |
628 |
5.1140 USD |
Common |
Buy Transaction |
92 |
5.1154 USD |
Common |
Buy Transaction |
322 |
5.1155 USD |
Common |
Buy Transaction |
14,987 |
5.1159 USD |
Common |
Buy Transaction |
11 |
5.1164 USD |
Common |
Buy Transaction |
1,093 |
5.1166 USD |
Common |
Buy Transaction |
600 |
5.1167 USD |
Common |
Buy Transaction |
312 |
5.1172 USD |
Common |
Buy Transaction |
1,054 |
5.1174 USD |
Common |
Buy Transaction |
25,128 |
5.1174 USD |
Common |
Buy Transaction |
1,197 |
5.1176 USD |
Common |
Buy Transaction |
572 |
5.1176 USD |
Common |
Buy Transaction |
364 |
5.1179 USD |
Common |
Buy Transaction |
450 |
5.1182 USD |
Common |
Buy Transaction |
1,023 |
5.1183 USD |
Common |
Buy Transaction |
11,853 |
5.1189 USD |
Common |
Buy Transaction |
10,082 |
5.1191 USD |
Common |
Buy Transaction |
327 |
5.1194 USD |
Common |
Buy Transaction |
2,010 |
5.1197 USD |
Common |
Buy Transaction |
152 |
5.1199 USD |
Common |
Buy Transaction |
35,722 |
5.1200 USD |
Common |
Buy Transaction |
1,046 |
5.1215 USD |
Common |
Buy Transaction |
1,542 |
5.1216 USD |
Common |
Buy Transaction |
1,470 |
5.1226 USD |
Common |
Buy Transaction |
518 |
5.1232 USD |
Common |
Buy Transaction |
466 |
5.1233 USD |
Common |
Buy Transaction |
1,541 |
5.1235 USD |
Common |
Buy Transaction |
1,068 |
5.1237 USD |
Common |
Buy Transaction |
22 |
5.1250 USD |
Common |
Buy Transaction |
20 |
5.1255 USD |
Common |
Buy Transaction |
321 |
5.1271 USD |
Common |
Buy Transaction |
570 |
5.1276 USD |
Common |
Buy Transaction |
700 |
5.1286 USD |
Common |
Buy Transaction |
1,502 |
5.1289 USD |
Common |
Buy Transaction |
90 |
5.1291 USD |
Common |
Buy Transaction |
1,359 |
5.1295 USD |
Common |
Buy Transaction |
825 |
5.1300 USD |
Common |
Buy Transaction |
964 |
5.1309 USD |
Common |
Buy Transaction |
131 |
5.1310 USD |
Common |
Buy Transaction |
133 |
5.1325 USD |
Common |
Buy Transaction |
1,108 |
5.1329 USD |
Common |
Buy Transaction |
20 |
5.1350 USD |
Common |
Buy Transaction |
17 |
5.1353 USD |
Common |
Buy Transaction |
4,419 |
5.1357 USD |
Common |
Buy Transaction |
19,945 |
5.1400 USD |
Common |
Buy Transaction |
1,499 |
5.1409 USD |
Common |
Buy Transaction |
22,172 |
5.1416 USD |
Common |
Buy Transaction |
9,929 |
5.1437 USD |
Common |
Buy Transaction |
60 |
5.1483 USD |
Common |
Buy Transaction |
18 |
5.1500 USD |
Common |
Buy Transaction |
96 |
5.1527 USD |
Common |
Buy Transaction |
3 |
5.1533 USD |
Common |
Buy Transaction |
194 |
5.1600 USD |
Common |
Buy Transaction |
104 |
5.1610 USD |
Common |
Buy Transaction |
1,367 |
5.1633 USD |
Common |
Buy Transaction |
230 |
5.1651 USD |
Common |
Buy Transaction |
469 |
5.1700 USD |
Common |
Buy Transaction |
576 |
5.1745 USD |
Common |
Buy Transaction |
202 |
5.1795 USD |
Common |
Buy Transaction |
29 |
5.1800 USD |
Common |
Buy Transaction |
150 |
5.1833 USD |
Common |
Buy Transaction |
445 |
5.1912 USD |
Common |
Buy Transaction |
206 |
5.2000 USD |
Common |
Buy Transaction |
159 |
5.2100 USD |
Common |
Buy Transaction |
520 |
5.2149 USD |
Common |
Buy Transaction |
101 |
5.2200 USD |
Common |
Buy Transaction |
710 |
5.2342 USD |
Common |
DVP Transaction |
22 |
5.0850 USD |
Common |
DVP Transaction |
22 |
5.0900 USD |
Common |
DVP Transaction |
22 |
5.0950 USD |
Common |
DVP Transaction |
4,392 |
5.1000 USD |
Common |
DVP Transaction |
66 |
5.1050 USD |
Common |
DVP Transaction |
20 |
5.1100 USD |
Common |
DVP Transaction |
166 |
5.1128 USD |
Common |
DVP Transaction |
66 |
5.1167 USD |
Common |
DVP Transaction |
27,611 |
5.1200 USD |
Common |
DVP Transaction |
88 |
5.1212 USD |
Common |
DVP Transaction |
24 |
5.1246 USD |
Common |
DVP Transaction |
44 |
5.1250 USD |
Common |
DVP Transaction |
3,902 |
5.1321 USD |
Common |
DVP Transaction |
12 |
5.1400 USD |
Common |
DVP Transaction |
228 |
5.1650 USD |
Common |
DVP Transaction |
647 |
5.1800 USD |
Common |
DVP Transaction |
433 |
5.1832 USD |
Common |
RVP Transaction |
4,260 |
5.1000 USD |
Common |
RVP Transaction |
684 |
5.1104 USD |
Common |
RVP Transaction |
200 |
5.1150 USD |
Common |
RVP Transaction |
27,611 |
5.1200 USD |
Common |
RVP Transaction |
400 |
5.1225 USD |
Common |
RVP Transaction |
1,200 |
5.1250 USD |
Common |
RVP Transaction |
1,600 |
5.1331 USD |
Common |
RVP Transaction |
102 |
5.1400 USD |
Common |
RVP Transaction |
200 |
5.1600 USD |
Common |
RVP Transaction |
228 |
5.1650 USD |
Common |
RVP Transaction |
200 |
5.1700 USD |
Common |
RVP Transaction |
1,060 |
5.1800 USD |
Common |
RVP Transaction |
20 |
5.2500 USD |
Common |
Sell Transaction |
278 |
5.0800 USD |
Common |
Sell Transaction |
88 |
5.0810 USD |
Common |
Sell Transaction |
2,012 |
5.0850 USD |
Common |
Sell Transaction |
76 |
5.0892 USD |
Common |
Sell Transaction |
154 |
5.0896 USD |
Common |
Sell Transaction |
2,174 |
5.0900 USD |
Common |
Sell Transaction |
1,914 |
5.0905 USD |
Common |
Sell Transaction |
1,798 |
5.0908 USD |
Common |
Sell Transaction |
373 |
5.0916 USD |
Common |
Sell Transaction |
600 |
5.0919 USD |
Common |
Sell Transaction |
47 |
5.0927 USD |
Common |
Sell Transaction |
329 |
5.0927 USD |
Common |
Sell Transaction |
130 |
5.0927 USD |
Common |
Sell Transaction |
13 |
5.0935 USD |
Common |
Sell Transaction |
1,046 |
5.0937 USD |
Common |
Sell Transaction |
1,200 |
5.0942 USD |
Common |
Sell Transaction |
1 |
5.0954 USD |
Common |
Sell Transaction |
64 |
5.0975 USD |
Common |
Sell Transaction |
490 |
5.0980 USD |
Common |
Sell Transaction |
768 |
5.0982 USD |
Common |
Sell Transaction |
20 |
5.0990 USD |
Common |
Sell Transaction |
814 |
5.0994 USD |
Common |
Sell Transaction |
1,783 |
5.0997 USD |
Common |
Sell Transaction |
4,505 |
5.1000 USD |
Common |
Sell Transaction |
1,043 |
5.1006 USD |
Common |
Sell Transaction |
196 |
5.1016 USD |
Common |
Sell Transaction |
109 |
5.1019 USD |
Common |
Sell Transaction |
500 |
5.1020 USD |
Common |
Sell Transaction |
13 |
5.1023 USD |
Common |
Sell Transaction |
1,216 |
5.1024 USD |
Common |
Sell Transaction |
247 |
5.1032 USD |
Common |
Sell Transaction |
179 |
5.1032 USD |
Common |
Sell Transaction |
48 |
5.1040 USD |
Common |
Sell Transaction |
46 |
5.1040 USD |
Common |
Sell Transaction |
581 |
5.1043 USD |
Common |
Sell Transaction |
125 |
5.1044 USD |
Common |
Sell Transaction |
85 |
5.1045 USD |
Common |
Sell Transaction |
124 |
5.1045 USD |
Common |
Sell Transaction |
312 |
5.1045 USD |
Common |
Sell Transaction |
313 |
5.1046 USD |
Common |
Sell Transaction |
2 |
5.1046 USD |
Common |
Sell Transaction |
1,573 |
5.1048 USD |
Common |
Sell Transaction |
1,189 |
5.1051 USD |
Common |
Sell Transaction |
2,660 |
5.1062 USD |
Common |
Sell Transaction |
8 |
5.1063 USD |
Common |
Sell Transaction |
612 |
5.1063 USD |
Common |
Sell Transaction |
636 |
5.1074 USD |
Common |
Sell Transaction |
264 |
5.1074 USD |
Common |
Sell Transaction |
654 |
5.1074 USD |
Common |
Sell Transaction |
130 |
5.1077 USD |
Common |
Sell Transaction |
103 |
5.1078 USD |
Common |
Sell Transaction |
157 |
5.1080 USD |
Common |
Sell Transaction |
68 |
5.1091 USD |
Common |
Sell Transaction |
2,544 |
5.1093 USD |
Common |
Sell Transaction |
56 |
5.1093 USD |
Common |
Sell Transaction |
4,000 |
5.1094 USD |
Common |
Sell Transaction |
8,289 |
5.1095 USD |
Common |
Sell Transaction |
4,873 |
5.1100 USD |
Common |
Sell Transaction |
3,626 |
5.1102 USD |
Common |
Sell Transaction |
70 |
5.1104 USD |
Common |
Sell Transaction |
207 |
5.1106 USD |
Common |
Sell Transaction |
205 |
5.1107 USD |
Common |
Sell Transaction |
984 |
5.1109 USD |
Common |
Sell Transaction |
6,324 |
5.1109 USD |
Common |
Sell Transaction |
2,552 |
5.1110 USD |
Common |
Sell Transaction |
900 |
5.1111 USD |
Common |
Sell Transaction |
67 |
5.1118 USD |
Common |
Sell Transaction |
2,200 |
5.1118 USD |
Common |
Sell Transaction |
13 |
5.1119 USD |
Common |
Sell Transaction |
16,770 |
5.1119 USD |
Common |
Sell Transaction |
496 |
5.1120 USD |
Common |
Sell Transaction |
6,807 |
5.1120 USD |
Common |
Sell Transaction |
2,662 |
5.1121 USD |
Common |
Sell Transaction |
957 |
5.1125 USD |
Common |
Sell Transaction |
700 |
5.1129 USD |
Common |
Sell Transaction |
450 |
5.1131 USD |
Common |
Sell Transaction |
600 |
5.1133 USD |
Common |
Sell Transaction |
1,173 |
5.1134 USD |
Common |
Sell Transaction |
2,170 |
5.1135 USD |
Common |
Sell Transaction |
2,920 |
5.1135 USD |
Common |
Sell Transaction |
3,837 |
5.1140 USD |
Common |
Sell Transaction |
340 |
5.1140 USD |
Common |
Sell Transaction |
1,538 |
5.1140 USD |
Common |
Sell Transaction |
587 |
5.1143 USD |
Common |
Sell Transaction |
172 |
5.1144 USD |
Common |
Sell Transaction |
1,200 |
5.1150 USD |
Common |
Sell Transaction |
358 |
5.1151 USD |
Common |
Sell Transaction |
118 |
5.1154 USD |
Common |
Sell Transaction |
471 |
5.1155 USD |
Common |
Sell Transaction |
344 |
5.1162 USD |
Common |
Sell Transaction |
414 |
5.1165 USD |
Common |
Sell Transaction |
2,609 |
5.1167 USD |
Common |
Sell Transaction |
1,056 |
5.1167 USD |
Common |
Sell Transaction |
5,254 |
5.1168 USD |
Common |
Sell Transaction |
777 |
5.1172 USD |
Common |
Sell Transaction |
1,048 |
5.1176 USD |
Common |
Sell Transaction |
450 |
5.1178 USD |
Common |
Sell Transaction |
732 |
5.1179 USD |
Common |
Sell Transaction |
150 |
5.1180 USD |
Common |
Sell Transaction |
2,769 |
5.1181 USD |
Common |
Sell Transaction |
150 |
5.1183 USD |
Common |
Sell Transaction |
1,445 |
5.1187 USD |
Common |
Sell Transaction |
2,129 |
5.1188 USD |
Common |
Sell Transaction |
1,698 |
5.1189 USD |
Common |
Sell Transaction |
4,469 |
5.1189 USD |
Common |
Sell Transaction |
11,195 |
5.1189 USD |
Common |
Sell Transaction |
221 |
5.1190 USD |
Common |
Sell Transaction |
993 |
5.1191 USD |
Common |
Sell Transaction |
33,260 |
5.1200 USD |
Common |
Sell Transaction |
191 |
5.1201 USD |
Common |
Sell Transaction |
26 |
5.1202 USD |
Common |
Sell Transaction |
78 |
5.1203 USD |
Common |
Sell Transaction |
456 |
5.1203 USD |
Common |
Sell Transaction |
303 |
5.1205 USD |
Common |
Sell Transaction |
41 |
5.1206 USD |
Common |
Sell Transaction |
1,500 |
5.1220 USD |
Common |
Sell Transaction |
49 |
5.1222 USD |
Common |
Sell Transaction |
70 |
5.1229 USD |
Common |
Sell Transaction |
5 |
5.1230 USD |
Common |
Sell Transaction |
600 |
5.1233 USD |
Common |
Sell Transaction |
318 |
5.1241 USD |
Common |
Sell Transaction |
524 |
5.1245 USD |
Common |
Sell Transaction |
1,104 |
5.1250 USD |
Common |
Sell Transaction |
35 |
5.1260 USD |
Common |
Sell Transaction |
310 |
5.1262 USD |
Common |
Sell Transaction |
765 |
5.1262 USD |
Common |
Sell Transaction |
120 |
5.1262 USD |
Common |
Sell Transaction |
136 |
5.1265 USD |
Common |
Sell Transaction |
428 |
5.1268 USD |
Common |
Sell Transaction |
1,111 |
5.1269 USD |
Common |
Sell Transaction |
2,749 |
5.1269 USD |
Common |
Sell Transaction |
1,800 |
5.1276 USD |
Common |
Sell Transaction |
1,633 |
5.1278 USD |
Common |
Sell Transaction |
661 |
5.1279 USD |
Common |
Sell Transaction |
248 |
5.1280 USD |
Common |
Sell Transaction |
800 |
5.1288 USD |
Common |
Sell Transaction |
40 |
5.1292 USD |
Common |
Sell Transaction |
30 |
5.1293 USD |
Common |
Sell Transaction |
2,399 |
5.1294 USD |
Common |
Sell Transaction |
22 |
5.1295 USD |
Common |
Sell Transaction |
3,251 |
5.1300 USD |
Common |
Sell Transaction |
1,890 |
5.1301 USD |
Common |
Sell Transaction |
22,457 |
5.1303 USD |
Common |
Sell Transaction |
246 |
5.1303 USD |
Common |
Sell Transaction |
226 |
5.1310 USD |
Common |
Sell Transaction |
2,671 |
5.1320 USD |
Common |
Sell Transaction |
800 |
5.1325 USD |
Common |
Sell Transaction |
5 |
5.1330 USD |
Common |
Sell Transaction |
602 |
5.1350 USD |
Common |
Sell Transaction |
4,499 |
5.1359 USD |
Common |
Sell Transaction |
467 |
5.1387 USD |
Common |
Sell Transaction |
156 |
5.1396 USD |
Common |
Sell Transaction |
819 |
5.1398 USD |
Common |
Sell Transaction |
250 |
5.1400 USD |
Common |
Sell Transaction |
124 |
5.1485 USD |
Common |
Sell Transaction |
1,257 |
5.1491 USD |
Common |
Sell Transaction |
250 |
5.1493 USD |
Common |
Sell Transaction |
1,530 |
5.1500 USD |
Common |
Sell Transaction |
6,400 |
5.1572 USD |
Common |
Sell Transaction |
597 |
5.1593 USD |
Common |
Sell Transaction |
8,380 |
5.1600 USD |
Common |
Sell Transaction |
970 |
5.1611 USD |
Common |
Sell Transaction |
10 |
5.1650 USD |
Common |
Sell Transaction |
560 |
5.1700 USD |
Common |
Sell Transaction |
203 |
5.1754 USD |
Common |
Sell Transaction |
27 |
5.1870 USD |
Common |
Sell Transaction |
1 |
5.1900 USD |
Common |
Sell Transaction |
125 |
5.1940 USD |
Common |
Sell Transaction |
2,695 |
5.2015 USD |
Common |
Sell Transaction |
700 |
5.2043 USD |
Common |
Sell Transaction |
82 |
5.2082 USD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
Common |
Call Option |
Buy Transaction |
10 |
5.0000 USD |
American |
2025-Feb-21 |
0.3500 USD |
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
7 February 2025 |
Contact name: |
Paula Santos |
Telephone number*: |
020 7645 9700 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: |
Citadel Group |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
AMERICAN AXLE MANUFACTURING HOLDINGS INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security |
Product description e.g. call option |
Written or purchased |
Number of securities to which option or derivative relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Common |
Call Option |
Purchased |
200,300 |
6.0 USD
|
American
|
18/07/2025
|
Common |
Put Option |
Purchased |
-104,200 |
6.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Purchased |
700 |
10.0 USD
|
American
|
18/07/2025
|
Common |
Call Option |
Purchased |
600 |
10.0 USD
|
American
|
17/04/2025
|
Common |
Put Option |
Purchased |
-3,700 |
4.0 USD
|
American
|
17/04/2025
|
Common |
Put Option |
Purchased |
-800 |
5.0 USD
|
American
|
20/06/2025
|
Common |
Put Option |
Purchased |
-100 |
7.0 USD
|
American
|
21/02/2025
|
Common |
Put Option |
Purchased |
-5,300 |
4.0 USD
|
American
|
18/07/2025
|
Common |
Put Option |
Purchased |
-4,000 |
4.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Purchased |
900 |
5.0 USD
|
American
|
16/01/2026
|
Common |
Put Option |
Purchased |
-4,000 |
3.0 USD
|
American
|
16/01/2026
|
Common |
Put Option |
Purchased |
-800 |
7.0 USD
|
American
|
18/07/2025
|
Common |
Put Option |
Purchased |
-1,100 |
5.0 USD
|
American
|
18/07/2025
|
Common |
Call Option |
Purchased |
2,500 |
10.0 USD
|
American
|
16/01/2026
|
Common |
Put Option |
Purchased |
-6,700 |
5.0 USD
|
American
|
21/02/2025
|
Common |
Put Option |
Purchased |
-600 |
6.0 USD
|
American
|
21/02/2025
|
Common |
Call Option |
Purchased |
300 |
8.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Purchased |
1,200 |
6.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Purchased |
100 |
6.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Purchased |
2,500 |
7.0 USD
|
American
|
20/06/2025
|
Common |
Put Option |
Purchased |
-8,400 |
5.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Purchased |
2,100 |
6.0 USD
|
American
|
21/02/2025
|
Common |
Put Option |
Purchased |
-100,000 |
7.0 USD
|
American
|
20/06/2025
|
Common |
Put Option |
Purchased |
-4,900 |
5.0 USD
|
American
|
21/03/2025
|
Common |
Call Option |
Sold |
-3,600 |
6.0 USD
|
American
|
21/03/2025
|
Common |
Call Option |
Sold |
-100,900 |
5.0 USD
|
American
|
18/07/2025
|
Common |
Call Option |
Sold |
-8,600 |
8.0 USD
|
American
|
17/04/2025
|
Common |
Put Option |
Sold |
9,200 |
5.0 USD
|
American
|
17/04/2025
|
Common |
Put Option |
Sold |
200 |
7.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Sold |
-1,000 |
5.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Sold |
-1,000 |
3.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Sold |
-1,500 |
7.0 USD
|
American
|
21/03/2025
|
Common |
Call Option |
Sold |
-29,400 |
8.0 USD
|
American
|
18/07/2025
|
Common |
Call Option |
Sold |
-14,800 |
7.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Sold |
-700 |
10.0 USD
|
American
|
17/07/2026
|
Common |
Call Option |
Sold |
-1,900 |
9.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Sold |
-200 |
7.0 USD
|
American
|
18/07/2025
|
Common |
Put Option |
Sold |
7,500 |
6.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Sold |
-9,100 |
5.0 USD
|
American
|
17/04/2025
|
Common |
Call Option |
Sold |
-600 |
4.0 USD
|
American
|
21/02/2025
|
Common |
Call Option |
Sold |
-118,700 |
7.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Sold |
-500 |
4.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Sold |
-1,700 |
4.0 USD
|
American
|
17/04/2025
|
Common |
Put Option |
Sold |
99,900 |
8.0 USD
|
American
|
20/06/2025
|
Common |
Call Option |
Sold |
-200 |
15.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Sold |
-100 |
5.0 USD
|
American
|
21/03/2025
|
Common |
Put Option |
Sold |
75,400 |
7.0 USD
|
American
|
16/01/2026
|
Common |
Call Option |
Sold |
-800 |
12.0 USD
|
American
|
16/01/2026
|
Common |
Put Option |
Sold |
900 |
6.0 USD
|
American
|
18/07/2025
|
Common |
Call Option |
Sold |
-1,000 |
7.0 USD
|
American
|
21/02/2025
|
Common |
Call Option |
Sold |
-1,000 |
5.0 USD
|
American
|
21/02/2025
|
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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